Audit Review
The A9 Partnership Limited’s audit compliance manager, conducts our annual audit compliance reviews, cold file reviews, hot file reviews and audit quality control reviews.
We have found these reviews to be effective in helping us to meet the monitoring requirements of Audit Regulation 3.20, so much so that we are happy to extend the services of our audit compliance manager to carry out external audit compliance reviews for other firms.
In order to help firms meet the requirements, we offer the following services, all of which are carried out solely by our audit compliance manager:
- Audit Compliance Review (a whole firm review, together with cold file reviews.)
- Cold File Review (follow-up sessions can also be arranged, for our reviewer to provide feedback/training for RIs and audit staff, as required.)
- Hot File Review.
For further information, contact Alan Brand at abercorn@a9partnership.co.uk